Haast vs Hadrius: how they compare in 2026
Haast fits a legal and marketing team that needs to review campaigns across regions while keeping authors in their working documents. Hadrius fits an investment firm that wants marketing approval inside the same supervisory program as employee communications, trading, attestations and branch examinations. Haast applies configurable agents to company policies and regulations, lets authors correct flagged passages and sends unresolved issues to compliance. Its Google Docs workflow connects the author and reviewer to the same findings, while its monitoring extends to partner and influencer content. Hadrius brings approved marketing, archived messages and surveillance decisions into a retained examination record. Its connections include Microsoft 365 journaling, brokerage feeds and employee prompts and responses from Claude Enterprise. The purchasing question is therefore whether the immediate problem is getting regulated content through production or operating an SEC and FINRA compliance program. Haast describes daily regulatory scanning across the United States, Europe and Asia Pacific. Hadrius supplies more specific US supervisory workflows and contractual review duties. Neither removes the need for compliance judgment, and both require a subscription quote.
Which one fits
Choose Haast if
- Your marketing team works across regions and needs review rules tied to regulatory developments in the United States, Europe and Asia Pacific.
- Your authors want to resolve flags in Google Docs before compliance opens the same file and reviews the remaining findings.
- Your business needs different review tolerances for products, campaigns or regions, which Haast lets teams configure at the agent level.
- Your compliance remit includes partner and influencer content, and Haast's monitoring extends beyond material hosted on your own website.
- Your procurement team prefers usage based pricing over individual seats, and can define the meter and implementation scope in the quote.
Choose Hadrius if
- Your investment firm needs marketing approvals alongside communications surveillance, personal trading checks, attestations and branch examinations in one compliance system.
- Your exam preparation requires retained versions and timestamped decisions, with Hadrius offering write once archiving and exports for regulatory examinations.
- Your supervisors need employee AI conversations captured, and Hadrius connects Claude Enterprise prompts and responses to its communications archive.
- Your compliance consultants manage several client firms and need separate workspaces with access controls at user, branch and organization levels.
- Your legal team wants explicit review responsibilities in the agreement, which Hadrius assigns to qualified compliance personnel before relying on output.
At a glance
All 15 axes, side by side
The same grid applied to every vendor in the index, graded from public sources. Hover a grade to see what the letter means on that axis.
AI Centrality
How much of the product is actually AI. Whether the machine learning is the mechanism the buyer is paying for or a feature layered onto conventional software, and whether the vendor is specific about which is which.
Haast applies AI agents to marketing and communications compliance before publication and throughout the life of published content. Each agent handles a particular compliance task using regulations, internal policies and earlier review decisions. The customer sets a risk tolerance for individual rules, and reviewer feedback changes later analysis. Findings identify suspect content, explain the applied requirement and suggest a correction. Continuous monitoring extends the same work to websites, social channels and authorized partner material. Approval routing and audit history support that analysis. Removing the models would remove the automated interpretation and review service that Haast sells to enterprise compliance teams.
The models are the proposition, and the vendor argues the point itself: if AI is generating the communications, the marketing and the trades, only AI can review them at the same scale. Hadrius calls its six modules agentic, and every module's described value is a machine determination. Marketing review reads text, images, audio and video against the firm's rules and required disclosures and routes each piece for approval. Communications supervision classifies, screens and ranks messages from more than thirty channels with severity scoring. The vendor puts the cut in false positives against legacy tools at 90 percent or more on its solution pages and at 99 percent on its home page. Account surveillance tests employee and firm trading against restricted lists, blackout windows and pre clearance rules and escalates what matters. The testing program, attestations and branch examinations sit around those determinations as workflow. Strip the models out and what remains is an archive and a task tracker, which is what the platform is sold against. The agreement calls the same thing by its plainer name, describing AI generated compliance outputs, automated approvals and recommendations.
Citation Accuracy and Hallucination Disclosure
Whether the vendor publishes measured accuracy on citations and assertions, grounds output to primary sources, and says plainly what its system does when it does not know. Legal has a documented public record of fabricated citations reaching filed briefs, so an untested claim of accuracy is not evidence.
Findings trace back to configured rules and explain the text or claim that triggered a concern. Haast separates checks into dedicated agents and adjusts analysis through reviewer feedback. A September 2026 comparison claims 98.7% accuracy across more than 400,000 compliance checks, but gives no reproducible test set, error breakdown or evaluation protocol. Configured company standards can be inspected, yet legal assertions come without an openable link to primary authority. Nor is there a described mechanism for checking subsequent legal treatment. The product provides reasoning about rules, without a public evaluation that establishes reliable citation accuracy across those rules.
Outcome figures are published in quantity, and none of them measures whether the determinations are right. Hadrius claims a cut in false positives of 90 percent or more, put at 99 percent on its home page, a 96 percent cut in time spent on communications supervision, a tenfold cut in marketing review cycle time and 19 or more hours regained each week per user. It also claims a $3,900 average annual cost reduction per representative, and more than 1,000 firms holding over $10 trillion in assets. Customer stories add Republic's 60 percent cut in daily compliance time and Frec's halved review time. None of these figures carries a sample, a baseline or a method. Nothing addresses the failure that matters most in supervision, the violation the system does not flag. The agreement is more candid than the marketing. It says the services use artificial intelligence that is inherently not error free, that outputs are informational only, that Hadrius makes no warranty on their accuracy, completeness or reliability, and that the customer must verify every AI output before relying on it.
Autonomy and Oversight Model
What the system decides on its own, what a lawyer must approve, and whether the vendor documents where the review point sits. A tool that drafts under review and a tool that files without one are different products and different risks.
Content creators can correct flagged wording, repeat a review and submit unresolved findings to compliance. Reviewers see the analysis, leave comments and approve or reject material within the existing approval process. Risk tolerance can vary by agent, product, region or campaign, including a strict setting for claim language. In Google Docs, an unresolved submission generates an email link for the reviewer to open the same sidebar. These are concrete review and escalation surfaces. The public control description does not specify an automatic stop for unsupported legal reasoning, a mandatory reviewer threshold or a recovery procedure after an incorrect approval reaches publication.
The review point is stated, and the thresholds belong to the customer. Hadrius describes a system of record that runs compliance operations under human oversight, and its marketing module tells reviewers that they stay in control of decisions. The agreement makes that enforceable. AI outputs, automated approvals and recommendations are informational only, the customer must verify them independently before relying on them, and the vendor disclaims liability for regulatory penalties arising from reliance on automated outputs without review by qualified compliance staff. Escalation and routing are described, with severity scoring that ranks messages, trades and marketing so reviewers clear supervisory queues in priority order. Two gaps remain. The controls are the customer's to set. The firm configures surveillance rules, alert thresholds, restricted securities lists and retention periods, and the vendor does not warrant that any configuration meets the firm's regulatory obligations. And automated approvals are mentioned without any published description of what may be approved without a person, or of what happens when an item the system cleared later proves wrong.
Operational and Outcome Evidence
Named, dated evidence that the product works in production at real firms or legal departments. Case studies with figures and identified customers count. Unattributed testimonials and launch announcements do not.
Zurich uses Haast in Australia and New Zealand to check product disclosure statements, target market determinations, social content, customer communications and third party contracts from draft to publication. Its November 2025 case study says drafting those disclosure documents now takes half the time. Haast also scans Zurich's websites, social channels and internal document repositories, and a call center transcript review is in pilot there. Equity Trustees uses Haast to precheck regulated materials, newsletters and fact sheets and to monitor fund manager and superannuation marketing online. Its November 2024 account describes more than 80 custom compliance requirements and monitoring across thousands of resources. Mate, a telco, is credited with an 80% cut in review time, and Future Super and Aviva are also named. None of these figures comes with a baseline, a sample or a measurement method. The accounts establish named use and stated results without a controlled outcome study.
Five customers are quoted on the home page through the person accountable for the program: Tealee Hinger, Chief Compliance Officer at M1 Finance; Robert Spake, Chief Compliance Officer at Republic Capital; Michael Schmidtke, Chief Compliance Officer at Csenge Advisory Group; Laurie Williams, Deputy Chief Compliance Officer at SmartAsset; and Raymond Gettins, Director at United Advisor Group. Nine dated customer stories follow, and several carry figures. Republic reported a 60 percent cut in daily compliance time and Frec halved its review time, both in November 2023, and Arrived cut weekly marketing review time tenfold. In July 2026, Csenge described one compliance officer overseeing about 70 advisers across 28 firms, and SEC examiners asking no questions about marketing approved through Hadrius. Twenty Five Capital, an RIA its two advisers launched with NextReg, spends about an hour a month on compliance. The Series A announcement names BBVA, Altruist, Allworth Financial and World Investment Advisors as customers, and the home page claims more than 1,000 firms with over $10 trillion in assets. No figure carries a baseline, a period or a way of measuring it.
Privilege and Confidentiality Posture
How client confidences are handled: attorney client privilege and work product treatment, segregation of one client matter from another, whether client data trains any model, and what the vendor commits to in writing rather than in marketing.
Customer content is limited to running compliance reviews and improving accuracy within that customer's account. Haast expressly excludes training shared or third party models in its product policy. Google integration data has a further purpose restriction and passes to infrastructure providers only as necessary for enabled functionality. Encryption and authenticated access protect stored and transmitted information. The public usage agreement does not reproduce an express training prohibition, and attorney client privilege and work product treatment are not specifically addressed. Granular administrative controls are available, but matter level segregation and the retention terms of individual model providers remain outside the public confidentiality description.
Substantive written commitments, readable before signing, with privilege the part left unaddressed. The Master Services Agreement carries mutual confidentiality limited to people who need access, deletion of the other party's information after the agreement ends, subject to record keeping law, and a compelled disclosure clause requiring reasonable prior notice so the other party can contest the order. The customer keeps ownership of its inputs and is assigned the outputs. Inputs and outputs are used solely to provide the services, comply with law, enforce the agreement and prevent abuse. The agreement also bars Hadrius from using, aggregating or anonymizing any inputs or outputs derived from the customer's communications data for AI model training. The privacy policy says Hadrius processes customer data solely at the direction of its business customers as controllers, and that its AI providers' agreements prohibit them from training on customer data. A data processing agreement is incorporated by reference and available on request. Two things are left open. The training bar is worded for communications data, so other inputs rest on the purpose limit alone, and nothing addresses privilege or work product.
UPL and Professional Responsibility Posture
Whether the vendor is clear that it supplies a tool rather than legal advice, who its audience is, and how it addresses unauthorized practice of law, competence and supervision duties, and jurisdiction limits. ABA Formal Opinion 512 is the reference point. Where the advice line is not the duty a product raises, the axis is read through the nearest professional duty it does raise: judicial conduct rules and the reviewing duty for products sold only to courts, and the duty to bill for time actually spent for products that draft time entries.
The intended users include enterprise lawyers, compliance staff and marketers. Marketing teams receive an initial review, while compliance reviewers resolve findings and make publication decisions. Haast's implementation staff translate customer policies into automated checks, and the platform is described as an AI legal reviewer. A separate statement defining the boundary between software output and legal advice is not supplied in the current usage policy or product materials. Nor are lawyer competence duties, consumer disclosures or jurisdictional limits on legal services set out. The authorized content restriction governs what customers may monitor; it does not explain professional responsibility for an erroneous legal interpretation.
The advice line is drawn in the agreement, in terms, and it names the professional who has to do the checking. The Master Services Agreement states that AI generated compliance outputs, automated approvals and recommendations are provided for informational purposes only and do not constitute legal, regulatory or professional compliance advice. The customer must independently verify all AI generated outputs before relying on them and assumes sole responsibility for decisions based on them. Hadrius disclaims liability for regulatory penalties arising from reliance on automated outputs without independent review by qualified compliance personnel. A separate clause states that the service is designed to assist with SEC and FINRA compliance but does not guarantee compliance, and that the customer remains solely responsible for all compliance obligations, regulatory filings and supervisory decisions. Configuration is handled the same way. Hadrius gives implementation assistance and does not warrant that any configuration satisfies the firm's regulatory obligations. Who the product is for, what it is not, and whose judgment governs are each stated.
AI Governance and Bias Disclosure
Published governance over model behavior: who owns it inside the vendor, what is tested before release, and what is disclosed about disparate output across matter types, parties, or populations.
The emphasis falls on explainable decisions, customer control of rule settings and ongoing feedback from legal reviewers. Each task has its own agent, and a finding exposes the rule applied and the reason for the flag. Those features support a customer's compliance governance, while legal engineers help encode the customer's standards during implementation. A separate vendor governance framework does not name an accountable AI officer, describe release approval testing or report uneven performance across industries, languages or protected groups. The aggregate accuracy claim also lacks a published evaluation protocol. The available commitments concern transparent operation and customization rather than a defined vendor assurance program.
A governance posture is stated, and no mechanism sits behind it. The vendor says the platform runs compliance operations under human oversight, that the AI follows each firm's compliance manual, and that the models behind it never store or retain client data. The agreement adds that artificial intelligence is inherently not error free. Hadrius also runs webinars for compliance officers on what AI can and cannot do in compliance work, which educate buyers rather than describe its own models. Nobody inside the company is named as accountable for the models, nothing is published about what is tested before a change ships, and nothing says whether output differs across channels, languages, firm types or the people an adviser communicates with. The trust center offers an information security policy, a continuity plan and an incident response plan on request, and none is described as covering model testing or bias. On a product whose headline claim is its false positive rate, no testing regime behind that number is published.
AI Safety and Data Stewardship
Retention, deletion, access control, and what happens to prompts and documents after they are processed. Whether the vendor states its subprocessors and its incident practice, or leaves the buyer to assume.
The March 2026 privacy policy covers use of the compliance platform as well as the website. It specifies encryption, multifactor authentication for sensitive systems, intrusion detection, vulnerability assessments and an incident response plan with legally required breach notice. Information is retained while a legitimate purpose continues, then deleted or anonymized; backups may remain securely stored when deletion is not possible. Individuals can request access, correction or deletion by email. Google data has a separate restriction to enabled functionality and equivalent protections for infrastructure providers. No current list of subprocessors, prompt specific retention schedule or fixed backup deletion deadline accompanies these controls.
Retention, deletion, access, subprocessors and incident handling are each published, and each is specific enough to hold the vendor to. Retention is the customer's to set. The agreement makes the firm configure retention periods to its regulatory requirements, the privacy policy says customer data is kept on the customer's instructions, and records are archived write once to the 17a-4 standard. At the AI layer, Hadrius says its models never store or retain client data and that data is permanently deleted once processed. When the agreement ends, each party deletes the other's information, subject to record keeping law. Access is controlled by role, with single sign on through WorkOS, multi factor authentication and information barriers at user, branch and organization level, and data is encrypted in transit and at rest with AES-256. Hadrius publishes a list of fifteen subprocessors with their purposes, all located in the United States, from Amazon Web Services for hosting to OpenAI and Anthropic for model inference. The agreement commits to notifying the customer within seventy two hours of confirming a security incident involving data subject to Regulation S-P, with written detail of its scope, preserved forensic evidence and reports fit for a regulatory examination. Third party penetration testing runs at least once a year, and the incident response plan is offered through the trust center on request.
AI Liability and Recourse
What the vendor stands behind contractually when its output is wrong. Indemnities, caps, carve outs, insurance, and whether any of it is published or only reachable through a negotiated agreement.
The public terms page contains a usage policy covering authorized users, lawful activity, prohibited content and restrictions on competitor monitoring. Haast may throttle or suspend access for violations and can modify that policy without advance notice. The policy does not allocate financial loss from an incorrect compliance finding or an approval that misses a regulatory issue. No output warranty, vendor indemnity, liability cap or contractual correction remedy is stated there. Customer support and reviewer feedback provide operational assistance, not compensation rights. Any additional commercial allocation of those risks remains outside the publicly available agreement.
A real published position, and the exposure the product creates sits outside it. The Master Services Agreement, effective January 1, 2026, carries a mutual indemnity with stated scope and a defined procedure. Hadrius defends claims that the software behind its services infringes third party intellectual property, subject to six exclusions such as customer inputs, modifications and combinations with other products. The customer defends claims arising from its own use of the services and its inputs. Liability is capped at the fees paid or payable in the twelve months before the claim, lost profits and consequential, indirect, punitive and special damages are excluded both ways, and indemnities sit outside the cap. Hadrius warrants professional and workmanlike service by qualified personnel and commercially reasonable efforts to keep out malicious code, and otherwise provides the service as is. What is expressly excluded is the loss a compliance officer would fear most. Hadrius is not liable for regulatory enforcement actions, fines or sanctions imposed on the customer or its staff, and disclaims liability for penalties arising from reliance on automated outputs without independent review. No insurance is referenced. Disputes go to arbitration in New York under Delaware law.
Practice Systems Integration Depth
How deeply the product reaches into the systems legal work already lives in: document management such as iManage and NetDocuments, Word and Outlook, contract lifecycle management, matter management, e-billing, and court filing systems.
The Google Docs add on has a published installation and review sequence. A customer installs it from the Workspace Marketplace, grants permissions and signs in with Haast credentials or single sign on. Content is analyzed from a sidebar, with findings linked to the relevant passage. Authors edit in the original file and run another review; unresolved issues are submitted to compliance, whose reviewer receives an email link to that file and sees the same findings and comments. Haast retains the audit history. That sequence describes configuration and how content and review work move between author and reviewer. Haast also lists connections to Microsoft Word, Office 365, Figma, Notion, Adobe Workfront and Monday.com, a Chrome extension and an API, with less detail on what each one moves.
The systems this work lives in are named, and the setup is written down in a help center an administrator can follow. Microsoft 365 email is captured by a journal rule in Microsoft Purview that sends a copy of every message sent or received by everyone in the organization to the firm's Hadrius journaling address. Where a relay such as Proofpoint, Mimecast or Barracuda sits in the mail path, the guide adds a mail flow connector in Exchange and gives its settings. Employees connect LinkedIn direct messages by signing in to LinkedIn from inside Hadrius. Claude Enterprise feeds every employee prompt and response, with the sender, time and conversation, through Claude's read only Compliance API, and ChatGPT is archived as well. Each of these flows runs into Hadrius, into the archive and the review queues. The agreement names the customer systems it expects to connect, Gmail and Microsoft Exchange, Slack, WhatsApp, LinkedIn and Telegram, and Plaid for brokerage feeds, and it binds Hadrius to Google's user data policy for data from Google Workspace. The subprocessor list adds SnapTrade, MX, Vezgo and BridgeFT for account surveillance and capture services for iMessage, SMS, RCS, Discord and Zoom, and filing support connects to FINRA Gateway. The agreement is frank that third party integrations are a convenience, that continued availability is not guaranteed and that Hadrius is not liable for data gaps arising from them, and it puts permissions and access settings on the customer.
Deployment Model and Data Residency
Where the software runs and where the data sits. Multi tenant cloud, single tenant, private deployment, on premises, and whether region of residence is a published option or an enterprise conversation.
Haast is delivered as software as a service, with account login, browser access and connections inside content creation tools. Its Google Docs integration authorizes access to the specific content needed for the requested functionality. Customer rules can vary across brands, teams and geographic markets within a deployment. The published delivery description does not identify hosting regions, distinguish storage location from AI processing location or explain whether customers share underlying infrastructure. International regulatory coverage concerns the rules being applied, rather than where information is processed. Private cloud, installation on customer infrastructure and region selection do not appear among the purchasing options.
Hadrius runs as a cloud service on Amazon Web Services, and its subprocessor list places AWS and every other subprocessor in the United States. That country is the residency detail published. Nothing states the AWS region, offers a residency choice for a firm with obligations outside the United States, or separates where data is stored from where models process it, beyond the same list naming OpenAI and Anthropic, also in the United States, for inference. Nothing published states how customers are separated from one another, with no tenancy model and no single tenant or private option. The separation that is published sits inside an account rather than between accounts, in the workspaces offered to compliance consultants so they can run several client firms from one login, and in information barriers set at user, branch and organization level. The agreement's export control clause bars access from embargoed countries.
Security Certifications and Trust Center
Independent attestation a buyer can pull without a sales call: SOC 2, ISO 27001, penetration test summaries, a trust center with current reports and named scope rather than a badge image.
The current privacy policy identifies ISO 27001 and SOC 2 Type II certifications and describes independent audits. Platform materials repeat ISO 27001 certification and SOC 2 compliance. The accompanying controls include encryption, authentication, vulnerability review and incident handling, while procurement teams can request security documentation through the RFP process. No audit period, certification scope, issuing assessor or immediately accessible report accompanies those claims. A reader can identify the standards Haast claims, but cannot establish their coverage of individual AI services from those statements alone. No specific model provider assurance is incorporated into that certification description.
Standards are named, a trust center exists, and the evidence sits behind a request. Hadrius says it is SOC 2 Type II compliant, with its security, availability and confidentiality controls independently audited, and every page carries ISO 27001, AICPA SOC and GDPR marks. The trust center at trust.hadrius.com lists SOC 2, ISO 27001, GDPR and CCPA. It offers the SOC 2 Type II report, the information security policy, the continuity and disaster recovery plan, the incident response plan and a penetration test, each through an access request. No audit period, auditor or ISO certificate scope is published, and nothing says whether the documents are released before a contract. Third party penetration testing runs at least once a year alongside continuous vulnerability assessment, and systems are monitored around the clock.
Model Supply Chain Disclosure
Which models sit underneath, whose they are, where they run, and whether the vendor commits to telling customers when that changes. A legal buyer inherits every dependency it cannot see.
The processing architecture assigns an individual agent to each compliance task instead of using one general agent for every rule. Customer policies, past decisions and risk settings shape those agents, and feedback from reviewers adjusts later work. This explains how analysis is organized and customized. It does not identify the underlying model families, their providers, versions or inference locations. Google APIs supply an integration channel, not an identification of the models performing compliance analysis. Shared model training is excluded by policy, but provider retention terms and a commitment to notify customers about model substitutions are not included in the public architecture description.
The providers are named, and the commitments stop there. Hadrius's published subprocessor list names OpenAI and Anthropic for model inference, both located in the United States, alongside Reducto for processing marketing documents, and the privacy policy names OpenAI among the AI providers behind certain features. The privacy policy also says those providers' agreements prohibit them from using customer data for their own training, and Hadrius says the models never store or retain client data. What is not published is which model or version runs which module, the region where inference happens, or any commitment to tell customers when a provider or model changes, and the agreement carries no clause on notice of subprocessor changes. Claude also appears in a second role. A July 2026 integration with Claude's Compliance API pulls employee prompts and responses out of Claude Enterprise into the archive, alongside existing ChatGPT archiving, which makes those platforms sources of records to supervise rather than the engine doing the supervising.
Commercial Transparency
Whether a buyer can learn what this costs without entering a sales process: published rates, the unit being charged, what sits behind an enterprise tier, and what implementation adds.
Haast charges according to usage rather than the number of individual users. Its enterprise pricing description permits the broader team to use the service without a separate subscription for every person. Rates and the exact metered unit are not published, and no named package table sets out included volumes, overage prices or minimum commitments. Implementation is tailored to users, rules, content and integrations with legal and technical staff involved, and Haast puts it at 8 to 12 weeks. The associated implementation charge is not stated. The commercial structure is therefore a negotiated usage subscription with an identified basis, while the amount and the boundary of included deployment services remain private.
The shape is visible and the number is not. Six modules are sold as separate solutions, the testing program, marketing, people oversight, communications, account surveillance and branches, and Hadrius says two thirds of its customers use three or more of them. The agreement names the billing structure. Fees are set in an order form, invoices fall due within thirty days, and past due balances carry the lesser of 1.5 percent a month or the legal maximum. Order terms renew automatically for successive twelve month periods unless either side gives thirty days' notice, and fees can be raised for a renewal term on thirty days' notice. The inspection clause names the unit in passing. The customer keeps records of user counts and module usage, Hadrius may audit them once a year, and the customer pays the audit costs if fees were underpaid by more than 5 percent. No rate, band, minimum or implementation figure is published, there is no pricing page, and the route to a price is a demo request that asks for firm size in four bands.
Firm and Practice Coverage
Who the product is actually built for. AmLaw, midlaw, small firm and solo, in house departments, government and courts, and which practice areas are supported rather than merely claimed.
The product serves enterprise legal, compliance and marketing departments reviewing regulated communications. Financial services coverage includes FINRA, SEC, FCA, ASIC and consumer protection requirements, and insurers, fintechs and superannuation funds are named buyer types. Separate industry workflows address retail, telecommunications, pharmaceuticals, gaming and other regulated businesses. Teams can apply different rule sets across products, regions, campaigns and brands. Supported material includes text, images, presentations, audio and video, with monitoring of websites and authorized partner channels after publication. The published scope explains these supported compliance tasks but does not offer a definitive jurisdiction exclusion list or limits for unusual content. It is an enterprise review platform rather than a general case management service for law firms.
Four buyer segments, each tied to the rules it answers to, and no statement of where the product stops. Broker dealers get supervision under FINRA Rules 3110, 3120 and 3130 with write once retention and evidence for the chief executive's annual certification. RIAs get SEC Rule 206(4)-7 put into practice, with program testing, annual reviews and Marketing Rule workflows. Private funds get personal trading surveillance against restricted lists and blackout windows with Code of Ethics attestations and conflict tracking. Compliance consultants get workspaces that hold several client firms under one login, with standard evidence packs across them. The customer stories show the range in practice, from Twenty Five Capital, a two adviser RIA, to Csenge Advisory Group, an RIA aggregator overseeing 28 firms across nearly 40 custodians, and on to BBVA and M1 Finance. Firm size bands on the demo form run from 1 to 50 up to more than 5,000. What is absent is the boundary. Nothing says which regimes are out of scope, and a firm with banking, insurance or obligations outside the United States is left to infer.
The 12 legal signals, side by side
Recorded rather than graded. These are the questions a practitioner has to answer before a tool touches a client matter, and the answers are taken from public material only.
Client Data in Training
Can material a lawyer puts into this product be used to train a model?
Haast's platform policy excludes use of customer content to train shared or third party AI models. Content can support compliance reviews and improve accuracy inside the customer's own account, and reviewer feedback teaches that account's rules. Google user data has a separate restriction to enabled features. The published usage agreement does not contain a matching express training prohibition. This commitment therefore concerns shared training at the policy level; it does not prohibit all adaptation of a customer's dedicated review configuration or describe every provider's retention arrangements.
The agreement names AI model training and bars it on communications data. Its purpose limit comes first. Hadrius uses a customer's inputs and outputs solely to provide the services, comply with law, enforce the agreement and prevent abuse. It then states that Hadrius shall not use, aggregate, anonymize or otherwise process any inputs or outputs derived from the customer's communications data for AI model training, so aggregation or anonymization opens no route to training on that material.
Usage data about how the service is used may support product improvement and is disclosed only in aggregated or anonymized form, and that right never names training. The prohibition is worded for communications data, so other inputs, such as trade and account data, rest on the purpose limit. The privacy policy adds that Hadrius's AI providers, OpenAI among them, are contractually barred from training on customer data.
Its separate line on improving AI models with aggregated or anonymized personal data covers data Hadrius collects itself, and it states that customer data is governed by the customer agreements.
Prompt and Output Retention
How long does the product keep what a lawyer typed, and can that be set to zero?
Personal information stays for as long as a legitimate service or legal purpose requires it. Haast then deletes or anonymizes it, while information in backups can remain securely stored if deletion is not feasible. Google content is retained only as necessary for the requested integration. No fixed active retention period for prompts, findings or uploaded materials is stated, and no administrative retention selector is described.
Email requests support individual access and deletion rights, subject to applicable law, rather than an automatic schedule for every compliance asset.
Two retention regimes run side by side, and the customer controls the one that holds the record. At the AI layer the commitment is zero. Hadrius says its models never store or retain client data and that data is permanently deleted once processed. At the record layer the product exists to keep things, because the firm is required to. The agreement makes the customer configure retention periods to its regulatory requirements, and the communications module offers customizable retention on a write once archive.
The privacy policy says customer data is kept in line with customer instructions, with periods governed by the data processing agreement and the customer agreement. No setting to keep nothing is offered for the archived record, and no period is stated for review outputs held inside the platform.
Ethical Walls and Matter Segregation
Does retrieval respect the firm’s ethical walls, or can the model read across them?
Administrative access controls and organization scoped sharing are part of Haast's service. Its privacy policy says contributions are typically visible to other users inside the same organization, and the homepage identifies granular user administration and single sign on. These measures do not describe retrieval authorization for each user, segregation between client matters or inheritance of permissions from a source document system.
The Google integration requires authorization, but its public instructions do not explain how later access changes propagate to stored analysis. Detailed ethical wall enforcement is not described.
Separation is documented at the level this product needs it, between client firms inside one account and between parts of a firm. Compliance consultants are sold workspaces that hold several client firms under one login, to deliver reviews, testing and evidence packs across them. The branches module carries the same structure inside a single firm, managing branch examinations, the personnel org chart, questionnaires and remediations as separate units.
Access is controlled by role, with single sign on and multi factor authentication, and Hadrius lists information barriers with controls at user, branch and organization level. The agreement puts the configuration of those permissions on the customer, and the audit trail records who reviewed, escalated, approved and remediated what. How an information barrier is enforced when the AI reads across a workspace is not described, which matters most in the consultant setup, where one reviewer may serve competing advisers.
Third Party Request and Subpoena Notice
If someone subpoenas the vendor for a firm’s data, does the firm hear about it first?
The privacy policy permits processing to meet legal obligations and sets out sharing with service providers, transaction counterparties and other authorized organizational users. It does not describe a process for responding to subpoenas for customer content, or promise notice to the customer before compelled production. The public usage agreement supplies no additional notice procedure. An incident response commitment concerns a data breach, which is a different event from lawful compulsory disclosure. No transparency report or published process for contesting an overbroad demand is identified.
The commitment is in the agreement, and it is aimed at letting the customer fight. The confidentiality section allows a party to disclose the other's information under a judicial or governmental order only with reasonable prior notice, so the other party can contest the order. The clause is mutual, puts notice before disclosure rather than after, and states the contest as its purpose. The privacy policy says the same in plainer words.
Hadrius does not voluntarily give customer data to government agencies outside valid legal process, and where legally permitted it notifies affected business customers before disclosing their data. A related clause has Hadrius cooperate with the customer's own regulatory examinations by providing documentation and staff, with the customer reimbursing costs beyond eight hours a year. No transparency report is published.
Primary Law Corpus Provenance
Where does the law in this product come from, and does the vendor have the right to use it?
Haast names regulatory frameworks including FINRA, SEC, FTC and FCA requirements and applies them alongside customer policies and prior decisions. Its horizon scanning feature tracks changes across the United States, Europe and Asia Pacific, with daily monitoring described for regulatory updates. The product does not identify the publishing or licensing basis for the underlying regulatory texts, or a complete list of source feeds and their individual update delays.
Customer rule configuration supplies additional internal material, which says nothing about rights in every external authority used during analysis.
The rules are named, and where the rule content comes from is not. Published coverage runs to the SEC Marketing Rule and Rule 206(4)-7, ADV Part 2B, FINRA Rules 3110, 3120 and 3130, Rule 17a-4 and write once retention, Regulation S-P, and the Code of Ethics and personal trading rules for an adviser's employees. The other source is the customer's own policy, described as policy as code and configured to each firm's compliance manual, with the firm responsible for setting its own surveillance rules, thresholds and restricted lists.
Nothing states who writes or maintains the regulatory rule content, how quickly a rule change reaches the platform, or on what basis any source is used. No third party regulatory content provider is named, so the analysis is the vendor's own.
Good Law Verification
Does the product tell you when the authority it just cited has been overruled?
Regulatory horizon scanning alerts teams to changed obligations and connects those changes with policies and content reviews. That is a regulatory monitoring function, rather than a described determination of the subsequent history of an opinion cited in an answer. Haast does not identify a commercial citator or its own method for flagging overruled or limited judicial authority. Traceability to a configured rule explains why a marketing item was flagged, though not whether a case supporting that rule remains legally valid.
Hadrius cites no authority a reader could open, so there is nothing for a treatment signal to rest on. Its output is a determination about a piece of marketing, a communication or a trade, together with an audit trail, rather than a proposition of law with a citation behind it. The rules it applies are named in the marketing, from FINRA Rules 3110, 3120 and 3130 to SEC Rule 206(4)-7, but nothing published describes how the platform keeps current with them.
Nothing says who monitors SEC or FINRA rule changes, how long a change takes to reach the review logic, or whether a firm is told when a rule it relies on has moved. For a product sold on being ready for an examination, that currency question is the nearest analog to a treatment signal, and it is unanswered.
Refusal and Uncertainty Behavior
What does the product do when the answer is not in the corpus?
Findings include an explanation and reference to the configured rule, and users can adjust risk tolerance or return a decision for further compliance review. Haast does not describe a specific refusal response when no supporting rule exists, a no answer state for an unsupported legal assertion or a threshold that suppresses uncertain analysis. A strict setting for claim language controls the customer's compliance standard, rather than evidencing an abstention mechanism.
Human review remains available, but the public workflow does not show what the model returns when relevant support is missing.
Uncertainty is expressed as risk ranking, and what the system does when it cannot tell is not described. The published behavior is triage. The AI classifies, screens and prioritizes trades, communications and marketing with severity scoring, so reviewers clear supervisory queues in order, and Hadrius claims a cut in false positives of 90 percent or more. That is a confidence signal applied to workload rather than to knowledge.
Nothing published describes an abstention, a threshold below which the system declines to decide, or what a reviewer sees when the model has no basis for a judgment as distinct from a low risk one. The agreement approaches the same ground from the other side. It requires the customer to verify every AI output independently before relying on it and disclaims liability where automated outputs are relied on without review by qualified compliance personnel.
Fabricated Citation Record
Does a public court record exist addressing fabricated or hallucinated legal citations in output from this product?
Damien Charlotin's AI Hallucination Cases database contains no Haast entry concerning fabricated legal citations as of October 16, 2026. Haast primarily reviews enterprise communications and monitors published content, rather than preparing briefs for filing. That operating context leaves room for inaccurate regulatory assertions or unsupported references. The absence of a matching court finding concerns fabricated citations specifically.
It is not a verdict on the review engine, its aggregate accuracy claim or the outcome of any customer's compliance program.
The AI Hallucination Cases database kept by Damien Charlotin holds no entry naming Hadrius or Quantbase. Hadrius asserts no law and cites no authority, so an invented citation is not the exposure here. The failure that would matter is a communication or an advertisement that cleared automated review and later drew an SEC or FINRA finding, or a trade pattern the surveillance did not escalate. This covers fabricated citations only and is not a litigation history.
Bar Guidance Alignment
Has the vendor engaged in public with the ethics opinions its buyers are bound by?
Legal and compliance professionals configure Haast's rules, review findings and approve content, but those practices are not tied to a named bar ethics opinion. There is no product mapping to lawyer competence, client consent, confidentiality or supervision guidance across jurisdictions. References to FINRA, FCA and other advertising requirements concern the advertising rules applied during content review. Professional conduct rules for lawyers using AI are a separate matter.
The available implementation assistance focuses on encoding company standards and maintaining the organization's review process.
Professional obligation is referred to as such, and no rule, opinion or bar is named. The Master Services Agreement states that AI generated compliance outputs, automated approvals and recommendations are informational only and do not constitute legal, regulatory or professional compliance advice, and that reliance without independent review by qualified compliance personnel is the customer's own risk. A second clause puts supervisory decisions and all compliance obligations squarely on the customer.
That engages the duty in general terms. What Hadrius names in abundance is regulation binding the firm rather than guidance binding a practitioner, from the SEC Marketing Rule and Rule 206(4)-7 to FINRA Rules 3110, 3120 and 3130, Rule 17a-4 and Regulation S-P. None of that is bar or ethics guidance. No rule of professional conduct, ethics opinion or bar publication appears, and nothing engages the guidance on lawyers' use of generative AI.
Billing and Fee Posture
Does the vendor address what happens to the bill when the work takes an hour instead of six?
Haast is sold to enterprise marketing, legal and compliance teams reviewing their organization's communications. Its promised reductions in manual review and faster approvals concern internal operating effort, rather than a charge from outside counsel to a client. The usage subscription is the enterprise's software cost. Approval histories can show work performed, but the product is not described as a legal fee authoring or benchmarking service.
No conversion of saved review hours into a client invoice is part of the stated workflow, and no law firm fee guidance accompanies it.
No lawyer's fee sits in this product's path. The buyer is the regulated firm itself, or a compliance consultant serving several such firms, and the subscription is an operating cost the firm carries rather than anything billed to an advisory client. The vendor's economic case is internal efficiency. It claims 19 or more hours regained each week per user and an average annual compliance cost reduction of $3,900 per registered representative, and pitches consultants on scaling oversight rather than headcount.
Those are savings claims about the firm's own costs. Nothing here bears on what a client is told about work done with AI or how it is billed, because no client bill is involved. The disclosure duties the product does engage run to regulators rather than clients.
Outside Counsel Guideline Readiness
Can a firm get this vendor through a client’s AI clause without a bespoke negotiation?
Procurement teams can request security documentation and responses to an RFP alongside a tailored demonstration. Public privacy and security statements also describe encryption, authentication and restrictions on shared model training. The promised procurement material is accessed through Haast's sales process rather than supplied as a published client disclosure pack. A current model provider list, subprocessor inventory and standard explanation for outside counsel to forward to a client are not openly available. The RFP offer establishes a route to request material without specifying every artifact that route will provide.
A current subprocessor list names the model providers that see customer content. Hadrius publishes fifteen subprocessors on its trust center with their purposes, all in the United States. OpenAI and Anthropic run model inference, Amazon Web Services hosts the platform, Reducto processes marketing documents, and the rest capture messages or feed account data. The privacy policy links to the same list and says the AI providers are contractually barred from training on customer data.
The agreement adds terms a reviewer can cite. It commits to notice within seventy two hours of a security incident involving Regulation S-P data, with written scope, forensic preservation and reports ready for an examination, and to cooperation with the customer's own regulatory examinations. The SOC 2 Type II report, the penetration test and the security policies sit behind an access request, and the data processing agreement is available on request. No client facing disclosure or consent pack is published.
Court Disclosure Support
If a judge’s standing order requires an AI disclosure, can the product produce one?
AI findings, reviewer comments and compliance approvals are kept as a history in Haast. The Google Docs workflow links the analysis to the content under review, and the audit trail remains within Haast as teams edit and resolve concerns. Haast's financial services material says every review decision is logged for regulatory inquiries. For this compliance product, that history is relevant to an examiner or regulator asking how an asset was approved.
No complete export identifies the model version, retrieved authorities and human verification for each item. Existing review records supply part of that account without a published disclosure package.
The record is built for an examiner rather than a court, and read that way it is substantial but incomplete. Every review, escalation, approval and remediation is timestamped into an immutable audit trail, and communications and marketing are archived write once. Hadrius offers one click exam exports that compile an examination package in seconds, and account surveillance exports audit trails ready for an examiner. The agreement commits Hadrius to cooperate with the customer's regulatory examinations by providing documentation and making staff available.
Csenge Advisory Group says SEC examiners asked no questions about marketing it approved through Hadrius. What is missing is the disclosure question itself. Nothing distinguishes a determination the AI made from one a reviewer made once both sit in the trail, and nothing describes an export that discloses machine involvement.
The questions both sides leave open
Derived from the records above rather than written, so it cannot favor either vendor. Take these into both conversations and ask each side the same question.
- Good Law Verification
In summary
Haast
Haast reviews marketing and communications against rules configured for the business, using separate agents for different compliance tasks. A team can adjust tolerances by rule, product, region or campaign, see the passage and explanation behind a flag, and send corrections through another review. Authors and compliance staff retain distinct responsibilities. Haast also scans regulatory developments across the United States, Europe and Asia Pacific and connects changes to company policies. In its account of policy maintenance, the AI Legal Index describes this daily horizon scanning as part of keeping review rules connected to regulatory change.
The workflow reaches Google Docs, Word, Figma and other production tools, with an API available for integration. Monitoring covers websites, social media and authorized partner or influencer material. Zurich's Australian and New Zealand business uses Haast for product disclosure statements, customer communications and other documents, while call center transcript work was described as a pilot. Implementation is described as taking 8 to 12 weeks. Pricing follows usage rather than seats, but the public materials give no rate or precise usage meter.
Hadrius
Hadrius combines marketing review with the continuing supervision an investment firm must perform. It examines text, images, audio and video, routes material for approval and keeps versions in a write once archive. Communications supervision captures messages from more than 30 channels, while account surveillance checks trading against restricted lists, blackout periods and preclearance rules. Attestations, testing and branch examinations complete the program. For the examination record, the AI Legal Index describes Hadrius timestamping reviews, escalations, approvals and remediation so the firm can export the trail when an examiner requests it.
The customer configures its own surveillance rules, thresholds and retention periods. Hadrius supplies implementation assistance, but its agreement requires qualified compliance personnel to verify AI output and leaves supervisory decisions with the firm. OpenAI and Anthropic appear on its US subprocessor list as inference providers. Communications data has an express contractual prohibition on model training, while other inputs are governed by the agreement's permitted purposes. Fees depend on the order form, with user counts and module usage subject to audit and no public subscription rates.
Questions buyers ask
How do Haast and Hadrius differ for a financial services compliance team?
Haast concentrates on reviewing regulated content where marketing and compliance teams produce it. Configurable rules, author corrections and reviewer decisions support campaigns, product disclosures and customer communications across several regions. Haast also keeps checking websites, social channels and partner material after publication. Hadrius places marketing inside a wider investment firm supervisory program that also covers communications, trading, attestations, testing and branch examinations. The overlap is substantial when the job is approving an advertisement, but the surrounding work differs. Haast fits a bank or insurer coordinating regional campaigns, and Hadrius fits an RIA or broker dealer replacing separate supervision systems with one set of modules. From the AI Legal Index, based on each vendor's own published materials as of November 8, 2026. No vendor pays for placement.
How much do Haast and Hadrius cost?
Haast prices by usage rather than by seat, with a quote needed to identify the rate, usage meter and implementation fees. Its usage basis lets the broader team use the platform without a separate subscription for each person. Its stated implementation period is 8 to 12 weeks. Hadrius sells its modules under an order form and names user counts and module usage in its billing audit provisions. Its rate, minimum commitment and setup fees require a quote. Hadrius invoices fall due within 30 days, and late balances carry up to 1.5% a month. Hadrius terms renew for 12 months unless either party gives 30 days' notice, and renewal fees can change on 30 days' notice. From the AI Legal Index, based on each vendor's own published materials as of November 8, 2026. No vendor pays for placement.
Can either platform approve material without a compliance reviewer?
Haast lets authors correct flagged content and rerun review, then gives compliance staff the remaining findings for approval or rejection. Its Google Docs process preserves the shared document and review history. An unresolved submission sends the reviewer an email link that opens the same findings and comments. Hadrius ranks supervisory work by severity and routes marketing through approval, but its agreement also refers to automated approvals without describing which items may proceed without a person. The same agreement requires independent verification of all AI output by qualified compliance personnel. Neither specifies a confidence threshold below which every decision stops. From the AI Legal Index, based on each vendor's own published materials as of November 8, 2026. No vendor pays for placement.
What happens to the content and messages sent to each service?
Haast says customer content does not train shared or third party models, although it can improve the customer's own account. Its public privacy materials describe deletion or anonymization when information is no longer needed, without a fixed retention period or named processing region. Hadrius separates transient model processing from the retained supervisory archive. The firm chooses archive retention to meet its obligations, and the US subprocessor list names OpenAI and Anthropic for inference. Its agreement prohibits model training on inputs and outputs derived from customer communications data. Other inputs fall under the agreement's permitted purposes rather than that training prohibition. From the AI Legal Index, based on each vendor's own published materials as of November 8, 2026. No vendor pays for placement.
Which integrations matter most when testing Haast against Hadrius?
Haast's important connections are the tools where authors develop and revise content, including Google Docs, Word and Figma, plus workflow systems and its API. Its Google Docs add on installs from the Workspace Marketplace and signs in with Haast credentials or single sign on. Hadrius's connections bring records into supervision, including Microsoft 365 journaling, messaging channels and brokerage or custodian feeds. Its help center sets out Microsoft 365 capture through a journal rule in Microsoft Purview, with an Exchange connector where a relay such as Proofpoint or Mimecast sits in the mail path. Claude Enterprise also supplies employee prompts and responses through its read only Compliance API. Hadrius puts integration permissions on the customer and does not guarantee continuing third party availability. From the AI Legal Index, based on each vendor's own published materials as of November 8, 2026. No vendor pays for placement.
Neither vendor paid for inclusion, placement or a grade, and neither reviewed this page before it published. Everything on it comes from public material on the dates shown. How the index grades.
Neither Haast nor Hadrius publishes subscription rates or a method that lets buyers reproduce its headline efficiency claims. Haast's named customer work supports a campaign review use case, but its public materials leave hosting regions, model providers and contractual remedies to the sales process. Hadrius publishes a more detailed agreement and subprocessor list, while excluding regulatory enforcement actions, fines and sanctions from its liability. On a Haast order, the points to settle are the processing locations, the retention schedule, the training restrictions and what happens when an approved item later proves wrong. On a Hadrius order, they are the exact module scope, archive export arrangements, the limits on automated approval and the fees for examination assistance beyond the included hours.